﻿<?xml version="1.0" encoding="utf-8"?><Regulation lims:pit-date="2018-05-23" hasPreviousVersion="true" lims:lastAmendedDate="2018-05-23" lims:current-date="2019-06-21" lims:inforce-start-date="2017-08-01" lims:fid="806226" lims:id="806226" gazette-part="II" regulation-type="SOR" xml:lang="en" in-force="yes" xmlns:lims="http://justice.gc.ca/lims"><Identification lims:inforce-start-date="2017-08-01" lims:fid="806227" lims:id="806227"><InstrumentNumber>SOR/2014-192</InstrumentNumber><RegistrationDate><Date><YYYY>2014</YYYY><MM>8</MM><DD>1</DD></Date></RegistrationDate><ConsolidationDate lims:inforce-start-date="2017-08-01"><Date><YYYY>2019</YYYY><MM>6</MM><DD>22</DD></Date></ConsolidationDate><EnablingAuthority lims:inforce-start-date="2017-08-01" lims:fid="806229" lims:id="806229"><XRefExternal reference-type="act" link="C-10.4">CANADA TRANSPORTATION ACT</XRefExternal></EnablingAuthority><LongTitle lims:inforce-start-date="2017-08-01" lims:fid="806230" lims:id="806230">Regulations on Operational Terms for Rail Level of Services Arbitration</LongTitle><RegulationMakerOrder><RegulationMaker>P.C.</RegulationMaker><OrderNumber>2014-895</OrderNumber><Date><YYYY>2014</YYYY><MM>07</MM><DD>31</DD></Date></RegulationMakerOrder></Identification><Order lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="806242" lims:id="1115368"><Provision lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115369" lims:id="1115369" format-ref="indent-0-0" language-align="yes"><Text>Whereas, pursuant to subsection 36(2) of the <XRefExternal reference-type="act" link="C-10.4">Canada Transportation Act</XRefExternal><FootnoteRef idref="fn_a">a</FootnoteRef>, the Canadian Transportation Agency has given the Minister of Transport notice of the annexed Regulations;</Text><Footnote id="fn_a" placement="page" status="official"><Label>a</Label><Text>S.C. 1996, c. 10</Text></Footnote></Provision><Provision lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115370" lims:id="1115370" format-ref="indent-0-0" language-align="yes"><Text>Therefore, the Canadian Transportation Agency, pursuant to subsection 169.31(1.1)<FootnoteRef idref="fn_b">b</FootnoteRef> of the <XRefExternal reference-type="act" link="C-10.4">Canada Transportation Act</XRefExternal><FootnoteRef idref="fn_a">a</FootnoteRef>, makes the annexed <XRefExternal reference-type="regulation" link="SOR-2014-192">Regulations on Operational Terms for Rail Level of Services Arbitration</XRefExternal>.</Text><Footnote id="fn_b" placement="page" status="official"><Label>b</Label><Text>S.C. 2014, c. 8, s. 8(1)</Text></Footnote></Provision><Provision lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115371" lims:id="1115371" format-ref="indent-0-0" language-align="yes"><Text>Gatineau, July 21, 2014</Text></Provision><Provision lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115372" lims:id="1115372" topmarginspacing="12"><SignatureBlock justification="right" width="20pc"><SignatureName justification="right">GEOFFREY C. HARE</SignatureName><SignatureTitle justification="right"><Emphasis style="italic">Member</Emphasis></SignatureTitle><SignatureTitle justification="right"><Emphasis style="italic">Canadian Transportation Agency</Emphasis></SignatureTitle></SignatureBlock><SignatureBlock justification="right" width="20pc"><SignatureName justification="right">SAM BARONE</SignatureName><SignatureTitle justification="right"><Emphasis style="italic">Member</Emphasis></SignatureTitle><SignatureTitle justification="right"><Emphasis style="italic">Canadian Transportation Agency</Emphasis></SignatureTitle></SignatureBlock></Provision><Provision lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115373" lims:id="1115373" format-ref="indent-0-0" language-align="yes"><Text>His Excellency the Governor General in Council, on the recommendation of the Minister of Transport, pursuant to subsection 36(1) of the <XRefExternal reference-type="act" link="C-10.4">Canada Transportation Act</XRefExternal><FootnoteRef idref="fn_a">a</FootnoteRef>, approves the annexed <XRefExternal reference-type="regulation" link="SOR-2014-192">Regulations on Operational Terms for Rail Level of Services Arbitration</XRefExternal>, made by the Canadian Transportation Agency.</Text></Provision></Order><Body lims:inforce-start-date="2017-08-01" lims:fid="806232" lims:id="806232"><Section lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:lastAmendedDate="2018-05-23" lims:fid="806233" lims:id="1115297"><MarginalNote lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115298" lims:id="1115298">Definition of <DefinitionRef>Act</DefinitionRef></MarginalNote><Label>1</Label><Text>In these Regulations, <DefinedTermEn>Act</DefinedTermEn> means the <XRefExternal reference-type="act" link="C-10.4">Canada Transportation Act</XRefExternal>.</Text><HistoricalNote><HistoricalNoteSubItem lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115300" lims:id="1115300">2018, c. 10, s. 81.1</HistoricalNoteSubItem></HistoricalNote></Section><Section lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:lastAmendedDate="2018-05-23" lims:fid="806234" lims:id="1115301"><MarginalNote lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115302" lims:id="1115302">Paragraph 169.31(1)(a) of the Act</MarginalNote><Label>2</Label><Subsection lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115303" lims:id="1115303"><Label>(1)</Label><Text>For the purposes of paragraph 169.31(1)(a) of the Act, a term constitutes an operational term when it sets out an obligation of the railway company towards the shipper respecting the performance of an action related to the receiving, loading, carrying, unloading and delivering of traffic.</Text></Subsection><Subsection lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115304" lims:id="1115304"><MarginalNote lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115305" lims:id="1115305">Examples</MarginalNote><Label>(2)</Label><Text>A term that deals with any of the following matters is an operational term referred to in subsection (1):</Text><Paragraph lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115306" lims:id="1115306"><Label>(a)</Label><Text>the furnishing of cars to the shipper, including</Text><Subparagraph lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115307" lims:id="1115307"><Label>(i)</Label><Text>the quantity of cars to be furnished,</Text></Subparagraph><Subparagraph lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115308" lims:id="1115308"><Label>(ii)</Label><Text>the schedule for furnishing them,</Text></Subparagraph><Subparagraph lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115309" lims:id="1115309"><Label>(iii)</Label><Text>the place where they are to be furnished,</Text></Subparagraph><Subparagraph lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115310" lims:id="1115310"><Label>(iv)</Label><Text>their condition,</Text></Subparagraph><Subparagraph lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115311" lims:id="1115311"><Label>(v)</Label><Text>their type and specifications, and</Text></Subparagraph><Subparagraph lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115312" lims:id="1115312"><Label>(vi)</Label><Text>the procedures to be followed by the railway company for the processing of the shipper’s order for those cars and for their delivery by the railway company;</Text></Subparagraph></Paragraph><Paragraph lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115313" lims:id="1115313"><Label>(b)</Label><Text>the handling of cars that are furnished by the shipper to the railway company, including the cycle time for handling them;</Text></Paragraph><Paragraph lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115314" lims:id="1115314"><Label>(c)</Label><Text>the furnishing of locomotives or other motive power sources, of other equipment or of train crews;</Text></Paragraph><Paragraph lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115315" lims:id="1115315"><Label>(d)</Label><Text>the pick-up of cars by the railway company, including</Text><Subparagraph lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115316" lims:id="1115316"><Label>(i)</Label><Text>the schedule for picking them up, and</Text></Subparagraph><Subparagraph lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115317" lims:id="1115317"><Label>(ii)</Label><Text>the place where they are to be picked up;</Text></Subparagraph></Paragraph><Paragraph lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115318" lims:id="1115318"><Label>(e)</Label><Text>the number and scheduling of switches;</Text></Paragraph><Paragraph lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115319" lims:id="1115319"><Label>(f)</Label><Text>the transit time for delivery of the shipped traffic ;</Text></Paragraph><Paragraph lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115320" lims:id="1115320"><Label>(g)</Label><Text>the route to be used for that delivery;</Text></Paragraph><Paragraph lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115321" lims:id="1115321"><Label>(h)</Label><Text>a performance standard — expressed as a quantity, frequency, percentage or other metric — for measuring the railway company’s compliance with an operational term that deals with a matter referred to in any of paragraphs (a) to (g) or any other operational term referred to in subsection (1), including any term that establishes the railway company’s responsibility for collecting and sharing data and for reporting in respect of the performance standard;</Text></Paragraph><Paragraph lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115322" lims:id="1115322"><Label>(i)</Label><Text>the circumstances that would make it impossible for the railway company to comply with an operational term that deals with a matter referred to in any of paragraphs (a) to (g) or any other operational term referred to in subsection (1), including</Text><Subparagraph lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115323" lims:id="1115323"><Label>(i)</Label><Text>a superior force, including a flood, fire or other natural disaster,</Text></Subparagraph><Subparagraph lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115324" lims:id="1115324"><Label>(ii)</Label><Text>a war or insurrection,</Text></Subparagraph><Subparagraph lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115325" lims:id="1115325"><Label>(iii)</Label><Text>a riot, strike or lock-out,</Text></Subparagraph><Subparagraph lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115326" lims:id="1115326"><Label>(iv)</Label><Text>a derailment,</Text></Subparagraph><Subparagraph lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115327" lims:id="1115327"><Label>(v)</Label><Text>a blockage of rail lines due to an accident, demonstration, natural cause or other cause,</Text></Subparagraph><Subparagraph lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115328" lims:id="1115328"><Label>(vi)</Label><Text>any condition related to the loading of cars,</Text></Subparagraph><Subparagraph lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115329" lims:id="1115329"><Label>(vii)</Label><Text>a failure of the shipper to comply with conditions that are associated with the performance by the railway company of service obligations under section 113 of the Act,</Text></Subparagraph><Subparagraph lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115330" lims:id="1115330"><Label>(viii)</Label><Text>the inability of the railway company to access a terminal or a delay in accessing it,</Text></Subparagraph><Subparagraph lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115331" lims:id="1115331"><Label>(ix)</Label><Text>the inability of the railway company to transfer the shipped traffic to another railway company or a delay in transferring it, and</Text></Subparagraph><Subparagraph lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115332" lims:id="1115332"><Label>(x)</Label><Text>a breakdown in a component of the railway.</Text></Subparagraph></Paragraph></Subsection><HistoricalNote><HistoricalNoteSubItem lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115334" lims:id="1115334">2018, c. 10, s. 81.1</HistoricalNoteSubItem></HistoricalNote></Section><Section lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:lastAmendedDate="2018-05-23" lims:fid="806235" lims:id="1115335"><MarginalNote lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115336" lims:id="1115336">Paragraph 169.31(1)(b) of the Act</MarginalNote><Label>3</Label><Subsection lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115337" lims:id="1115337"><Label>(1)</Label><Text>For the purposes of paragraph 169.31(1)(b) of the Act, a term constitutes an operational term when it sets out an obligation of recovery that the railway company must comply with if it fails to comply with an operational term that deals with a matter referred to in any of paragraphs 2(2)(a) to (g) or any other operational term referred to in subsection 2(1).</Text></Subsection><Subsection lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115338" lims:id="1115338"><MarginalNote lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115339" lims:id="1115339">Obligations of recovery</MarginalNote><Label>(2)</Label><Text>An obligation of recovery must set out steps that the railway company must take to minimize the consequences for the shipper of its non-compliance and to ensure that compliance, including</Text><Paragraph lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115340" lims:id="1115340"><Label>(a)</Label><Text>preparing a recovery plan for those purposes;</Text></Paragraph><Paragraph lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115341" lims:id="1115341"><Label>(b)</Label><Text>taking reasonable steps to secure whatever assistance may be required to carry out those purposes;</Text></Paragraph><Paragraph lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115342" lims:id="1115342"><Label>(c)</Label><Text>limiting any prejudicial consequences related to the non-compliance; and</Text></Paragraph><Paragraph lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115343" lims:id="1115343"><Label>(d)</Label><Text>implementing the recovery plan.</Text></Paragraph></Subsection><HistoricalNote><HistoricalNoteSubItem lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115345" lims:id="1115345">2018, c. 10, s. 81.1</HistoricalNoteSubItem></HistoricalNote></Section><Section lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:lastAmendedDate="2018-05-23" lims:fid="806236" lims:id="1115346"><MarginalNote lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115347" lims:id="1115347">Paragraph 169.31(1)(c) of the Act</MarginalNote><Label>4</Label><Subsection lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115348" lims:id="1115348"><Label>(1)</Label><Text>For the purposes of paragraph 169.31(1)(c) of the Act, a term constitutes an operational term when it sets out an obligation of the shipper towards the railway company respecting the performance of an action related to an operational term referred to in section 2, including a term that deals with any of the following matters:</Text><Paragraph lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115349" lims:id="1115349"><Label>(a)</Label><Text>the furnishing of cars to the railway company;</Text></Paragraph><Paragraph lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115350" lims:id="1115350"><Label>(b)</Label><Text>the handling of cars that are furnished by the railway company to the shipper;</Text></Paragraph><Paragraph lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115351" lims:id="1115351"><Label>(c)</Label><Text>the loading and unloading of cars, including the scheduling of and the procedures for the release of those cars;</Text></Paragraph><Paragraph lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115352" lims:id="1115352"><Label>(d)</Label><Text>the number and scheduling of switches; and</Text></Paragraph><Paragraph lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115353" lims:id="1115353"><Label>(e)</Label><Text>the provision of access to the shipper’s facilities.</Text></Paragraph></Subsection><Subsection lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115354" lims:id="1115354"><MarginalNote lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115355" lims:id="1115355">Obligations of recovery</MarginalNote><Label>(2)</Label><Text>For the purposes of paragraph 169.31(1)(c) of the Act, a term constitutes an operational term when it sets out an obligation that the shipper must comply with in relation to an obligation of recovery referred to in section 3.</Text></Subsection><HistoricalNote><HistoricalNoteSubItem lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115357" lims:id="1115357">2018, c. 10, s. 81.1</HistoricalNoteSubItem></HistoricalNote></Section><Section lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:lastAmendedDate="2018-05-23" lims:fid="806237" lims:id="1115358"><MarginalNote lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115359" lims:id="1115359">Communication protocols</MarginalNote><Label>5</Label><Text>For the purposes of paragraphs 169.31(1)(a) to (c) of the Act, a term constitutes an operational term when it sets out a communication protocol for the railway company and shipper to use to communicate information in respect of their compliance with an operational term, including a protocol for communicating information about</Text><Paragraph lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115360" lims:id="1115360"><Label>(a)</Label><Text>the shipped traffic, including its position, state and expected time of delivery at any particular time;</Text></Paragraph><Paragraph lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115361" lims:id="1115361"><Label>(b)</Label><Text>any circumstance referred to in paragraph 2(2)(i);</Text></Paragraph><Paragraph lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115362" lims:id="1115362"><Label>(c)</Label><Text>an obligation of recovery or any obligation of the shipper related to an obligation of recovery, including reporting on the implementation of any recovery plan;</Text></Paragraph><Paragraph lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115363" lims:id="1115363"><Label>(d)</Label><Text>any failure of the railway company or the shipper to comply with an operational term;</Text></Paragraph><Paragraph lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115364" lims:id="1115364"><Label>(e)</Label><Text>the billing for services in relation to an operational term referred to in paragraph 169.31(1)(a) of the Act; and</Text></Paragraph><Paragraph lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115365" lims:id="1115365"><Label>(f)</Label><Text>the authorization of a terminal.</Text></Paragraph><HistoricalNote><HistoricalNoteSubItem lims:inforce-start-date="2018-05-23" lims:enacted-date="2018-05-23" lims:fid="1115367" lims:id="1115367">2018, c. 10, s. 81.1</HistoricalNoteSubItem></HistoricalNote></Section><Section lims:inforce-start-date="2017-08-01" lims:lastAmendedDate="2017-08-01" lims:fid="806239" lims:id="806239"><Label>6</Label><Text><Repealed>[Repealed, SOR/2014-192, s. 6]</Repealed></Text></Section><Section lims:inforce-start-date="2017-08-01" lims:lastAmendedDate="2017-08-01" lims:fid="806241" lims:id="806241"><Label>7</Label><Text><Repealed>[Repealed, SOR/2014-192, s. 6]</Repealed></Text></Section></Body></Regulation>